original Everbright baode letter investment Director Xu Chunmao (hexun fund information figure) securities Times reporter Du Zhixin l. Huang due to mouse warehouse event was cancel fund employees qualification, and was sentenced 300,000 yuan fine and the market ban into securities Times reporter was informed that, following hang gang due to mouse warehouse event became fund industry was criminal first people zhihou, Xu Chunmao also due to mouse warehouse event body depression imprisoned. Notice from Shanghai Fund Association Web site integrity platform shows that original Everbright Pramerica investment Director, Everbright prudential dividends (360,005, Fund) selected, Everbright prudential balance of the Fund (360,010, Fund) Fund Manager Xu Chunmao Rat Trading event has been transferred to the public security organs.
Sea of original Franklin income fund managers in China l. Huang who Rat Trading events were also cancelled qualifications of Fund, and is punishable by a $ 300,000 fine and marketing ban to. Notice display, the Everbright PRU us fund company investment Director Xu Chunmao, in the course of serving Fund Manager, taking advantage of his position to facilitate, by himself or directs others to operation-related securities accounts, a first-in, synchronize, or later in sale of related units of the Fund is making huge interest. Shanghai Securities Council under Interventional investigation of relevant leads, has end of the investigation.
Because of their continuing violations to criminal law amendment (g) implementation of the future, Xu Chunmao case is transferred to the public security authorities for prosecution according to law. On April 15 last year, China Everbright PRU us has published the announcement, Everbright prudential bonus selection of funds and balance of Everbright Pramerica Fund original Fund Manager Xu Chunmao application for resignation for personal reasons. Xu Chunmao resign soon switched to the Central Fund.
However it was during this time, Xu Chunmao gradually spread rumours of suspected mouse bunker.
Reporters call central fund company, the company said after Xu Chunmao left the Everbright PRU us Fund, once the Central Fund to work, but in the second half of 2010, end of the silent period has not left the Central Fund. In March, Everbright prudential credit added benefit fund was granted a release of concern.
According to the regulations, if the fund company violations occurred, the fund company's new product release will be suspended for some time.
A fund company believe in Shanghai, China Everbright prudential products approved, meant that Xu Chunmao mice warehouse event is in dispute. According to people close to Xu Chunmao said the Fund circle in Shanghai, Xu Chunmao popularity quite well, investment capacity also gained recognition in the industry from June 29, 2006, Xu Chunmao management Everbright years prudential dividend yields of up to 33.25%.
Xu Chunmao, arrested for Rat Trading events, a fund company executives in Shanghai said "very sorry".
As original country sea rich Aretha Franklin China Income Fund Fund Manager l. Huang, notice display, March 2007 to April 2009, he in Ren Guohai Franklin China income fund of Fund Manager during, using duties facilitate and the by master of fund investment decision important information, operation its control of Han Tang securities Shanghai Wu approach Sales Department (are letter up securities Shanghai Sichuan North Road Sales Department) Jing a account, first Yu or synchronization Yu own management of China income fund buy and first Yu or synchronization Yu the Fund sold same a unit, involved Ningbo China Cheung (002048, unit 's), 8 only stock, losses 54,000 yuan.
Securities and Futures Commission on l. Huang punishable by a fine of $ 300,000, at the same time also finds l. Huang, 10-year period shall not engage in the marketing ban in securities business or listed company directors, supervisors, and senior management positions, cancel its qualifications of Fund. Industry sources say, from a few years before Tang Jian, Wang Limin, Zhang Ye into Liu haisu, Gang Han, Qiang TU cases, then to the nearest Xu Chunmao, l. Huang, regulators in mice against has maintained the pressure of the cartridge. Future regulators will also fund industry "Rat Trading", non-fair trade, transportation and other irregularities continued to strengthen the supervision of interest.
