New ways to relax the entry qualifications of Fund sales institutions, increased Fund selling "value added service" content, standardized the Fund sales payment. Revision: explicitly legal nature of the means of settlement funds for Fund sales clearly sales agency-related obligations of the Fund, and no unit or individual to misappropriation of funds settlement funds for sale in any form; relevant institutions when the bankruptcy or liquidation, Fund sales settlement funds do not belong to the bankruptcy or liquidation of the assets.
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· fengji Forum investment real disc week summary · Index Fund concentrated discussion posted this year Pocket Fund frequency out unit base first half of performance first and last difference 30% shares break into bargains Fund discount buy first half of only has 5 only unit base make money (list) 2011 second half: use lever Fund Hing full hold mission killed into BYD shares deciphered fuck disc password master main trends also, because in practice in the exists fund management people and fund sales institutions part responsibilities not clear, and rights obligations not and so on problem, caused on fund investors service absence, investors legitimate rights and interests cannot get is good protection, approach under on both core rights obligations for has provisions, further clear has both of statutory responsibility.
Amendment II: adjust the entry qualifications of Fund sales institutions the way organization of Fund sales institutions to relax as a form of limited liability companies or partnerships; investor relaxed to have funds, securities or other financial professional individual contributors of related work experience; will have the minimum qualifications of personnel of the Fund number from 10 to 30 people people. Amendment III: clearance sale Fund of the measures on foreign-funded banks foreign banks to sell funds have also been released. Responsible persons of relevant departments of the SFC said, according to the third round of economic dialogue under the framework of Sino-US strategic and economic dialogue results, allow qualified foreign legal-person banks in China in the case of conformity with the relevant prudential requirements, along with its local banks in the mutual fund distribution to enjoy the same rights.
Therefore, the application of Fund sales institutions commercial banks including foreign legal-person banks in China. Amendment: according to encourage service innovation, to encourage sales and service innovation, guide and promote diversity Fund sales institutions, professional and marketing services with high added value, in the way of new value added service fees, encouraging sales agencies in accordance with the principle of consistent quality and price of, improving the quality of services to the fund investors. Also provides value-added services should follow the principles and means of receipt, clearly the rights of investors choose.
